This review, conducted in H2 2022, was based on a review of governance and counterparty credit risk management at 23 organisations involved in trading derivatives and securities financing transactions with non-bank counterparts
The US securities markets regulator found that Toronto-based AAI had violated SEC Rule 105 which prohibits short selling of an equity during a restricted period, typically five business days prior to a covered public offering
This milestone supports the ambition of the Frankfurt-based European derivatives exchange to offer secure access to cryptocurrencies in a regulated market environment
The platform is designed to support firms’ post-trade processing requirements including fails management, financial transaction taxes and Central Â鶹´«Ã½ Depositories Regulation penalty management
The management consultancy firm aims to provide advice and solutions for securities finance and lending, repo, treasury, as well as asset and liability management
Market participants will now be able to view a list of all ISLA member firms that have pledged to integrate the principles outlined in the Â鶹´«Ã½ Lending Performance Measurement industry guidance
Clearstream’s GSF business recorded an 18 per cent year-over-year jump in volumes outstanding to €693.8 billion for September, according to recent monthly figures
Almost 18 months after the close of its two-stage public consultation, the US securities regulator has released final rules for implementation of Rule 10c-1 relating to the reporting of securities lending transactions