Regulation news

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Global 쮸떴눈첵 Finance News and Commentary

India rolls out direct payout system for securities transactions

09 October 2024 India
Reporter: Daniel Tison

This will eliminate brokers�� role in the settlement process of securities lending and borrowing from January 2025

Thailand proposes changes to securities trading regulations

08 October 2024 Thailand
Reporter: Daniel Tison

The proposed draft amendments aim to enhance the oversight of securities trading services, maintain fair practices, and clarify service provision of securities companies

ESMA consults on regulatory technical standards revision

03 October 2024 EU
Reporter: Daniel Tison

The proposed changes aim to reduce reporting burdens by aligning fields across financial regulations

UK EMIR reporting regime comes into force

30 September 2024 UK
Reporter: Daniel Tison

South Korea proposes changes to short selling regulations

27 September 2024 South Korea
Reporter: Daniel Tison

ECMS postponed until 2025

26 September 2024 Europe
Reporter: Daniel Tison

The ECB�셲 Market Infrastructure Board requires additional time to achieve �쐓ufficient readiness for a smooth go-live��

SEC charges New York investment advisor with short selling violations

19 September 2024 US
Reporter: Carmella Haswell

Gates Capital Management will pay disgorgement of US$432,564, prejudgment interest of US$5,445, and a civil penalty of US$57,615

SEC adopts Form N-PORT reporting requirements amendments

02 September 2024 US
Reporter: Daniel Tison

Form amendments will require funds to file reports on Form N-PORT monthly within 30 days after the end of the month to which they relate

EBA updates G-SIIs identification data

27 August 2024 France
Reporter: Daniel Tison

The publication covers 13 indicators used to measure the systemic importance of institutions

Leading the Way

Global 쮸떴눈첵 Finance News and Commentary