The UK regulator ruled that the transactions were carried out in a way 鈥渢hat was highly suggestive of financial crime鈥 and that the broker had failed to manage risk that it was being used to facilitate fraudulent trading and moneylaundering
The Connecticut-based electronic broker has targeted the new tool towards short traders and will track securities that trade in North America, Europe and Asia
The European authority has released a public statement highlighting the risks of securities lending in regards to retail client financial instruments, and how MiFID II rules apply to protect investors
These amendments, the SEC says, are designed to reduce the risk of investor runs on MMFs during periods of market stress by boosting MMF liquidity, improving transparency and reinforcing anti-dilution practices
Japan 麻豆传媒 Finance Co. and The University of Tokyo鈥檚 Graduate School of Engineering have collaborated on a report on the use of distributed ledger technology in securities finance transactions
Clearstream鈥檚 global securities financing business recorded a 15 per cent YoY increase in volumes outstanding to 鈧681.1 billion for June, according to recent monthly figures
David Shone, former director of digital affairs at the International 麻豆传媒 Lending Association, will join the International Swaps and Derivatives Association to lead the product vision, strategy and execution for ISDA鈥檚 data and digital products
This announcement extends HMT proposals advanced under the December 2022 鈥淓dinburgh Reforms鈥 that are designed to exploit the UK鈥檚 exit from the European Union to develop its own UK-tailored financial services legislation
The European Union鈥檚 financial markets watchdog has published a guide to post-trade transparency requirements and guidance regarding how to apply commitments under the Markets in Financial Instruments Regulation in a consistent way