Larry Meyers, the former head of the securities lending desk at Banca IMI 鶹ý, has pleaded guilty to a criminal antitrust charge for his involvement in a bid-rigging conspiracy for certain financial instruments
State Street Bank and Trust has agreed to pay over $88 million to settle charges for overcharging mutual funds and other registered investment company clients for expenses related to the firm's custody of client assets
J.P. Morgan Administration Services (Ireland) has been formally reprimanded and fined €1.6 million by the CBI for “regulatory breaches” in relation to the outsourcing of fund administration services